All options exchanges have filed to assess the Options Regulatory Fee (ORF) only for on-exchange executions effective July 1, 2026. This transformational change will promote greater fairness, transparency, and uniformity for options exchange regulatory funding.
U.S. Securities and Exchange Commission
Financial Services
Washington, DC 166,887 followers
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About us
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
- Website
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http://www.sec.gov
External link for U.S. Securities and Exchange Commission
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, DC
- Type
- Government Agency
- Specialties
- Financial Services, Federal Government, and Compliance
Locations
Employees at U.S. Securities and Exchange Commission
Updates
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TODAY 🚨: The Commission issued an interpretation that clarifies the application of federal securities laws to crypto assets. This is a major step to provide greater clarity regarding the Commission’s treatment of crypto assets. Read the release here: https://ow.ly/XhhV50YvxvO
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The Division of Economic & Risk Analysis is seeking Financial Economists in Washington, DC, Chicago, IL, Fort Worth, TX, and San Francisco CA. For more information and to apply, please visit: https://lnkd.in/et6TW7v5.
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The Division of Investment Management (IM), Disclosure Review and Accounting Office (DRAO) is seeking an Associate Director to serve as the head of the office, based in Washington, DC. In this senior leadership role, you will oversee and direct a high-performing team that is responsible for recognizing, analyzing and resolving complex disclosure issues in registration statements, periodic reports and other filings submitted by investment companies to the Commission. For more information and to apply, please visit: https://lnkd.in/euvdx_eU
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Our Small Business Advocacy Team held their annual Small Business Forum today. The event brought together public and private sector voices to discuss capital formation for entrepreneurs, small businesses, and smaller public companies. More information about the forum: https://lnkd.in/evs_4JdJ
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INVESTOR ALERT: Beware of fraudsters who may impersonate the SEC – or SEC officials or employees – on social media or in text messages to solicit you for scams. These scams include stock tips, advance fee fraud, and pretending to help you get your money back. Scammers may also use personal information they obtain to steal your identity or misappropriate your financial assets. https://lnkd.in/gXBYJg43 #SlamTheScam #NCPW2026
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Imposter scams affect everyone, but older adults are increasingly being affected by this scam. As part of National Consumer Protection Week, the SEC is joining the FTC, SSA, and AARP for a discussion to empower older adults to spot and avoid these types of scams and help others do the same. Join us TODAY at 2 p.m. ET. https://bit.ly/408Oyqn
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The SEC's Office of Support Operations, Business Management and Continuity Branch is looking for a dynamic, and forward-thinking professional to further enhance and empower contingency planning for the SEC. For more information and to apply, please visit https://lnkd.in/e9U-s8Z5
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The SEC issued a notice of 24X's exemption request that it be allowed to permit trading during its overnight trading session (i.e., from Sunday to Thursday, 9 p.m. - 4 a.m. ET) prior to the ability of the exclusive securities information processors (“SIPs”) to collect, consolidate, process and disseminate quotation and transaction information during the overnight session. Read the full notice: https://lnkd.in/e3qAtbpZ
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The SEC is hosting a roundtable on March 4 to discuss private market valuations and responsible retailization. The event will be held in-person at SEC headquarters and live-streamed on SEC.gov. Agenda and registration info: https://lnkd.in/eQ82MDmN
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