“Like many, I can write a recommendation about Richard's expertise but what most people may not know about is his dedication to his employees, how much he cares and that "he is his brother's keeper." Richard is one of a few managers in my 20+ career whom I would go anywhere on this earth to work on his team no matter the position. His kindness and caring not only your career but for you personally, makes him unique and special. Richard is a leader you can trust, who opens his heart for his employees and supports them through the good and bad times. He personally supported me through a personal moment with caring, faith and strength. Richard has and will always be an angel to me for enhancing my career and letting me know that I need faith not fear. I thank him and his wonderful wife for their prayers and caring.”
About
Activity
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Transitions, even those made with intention, carry weight. Starting over in a new role or organization doesn’t erase the connections, the memories…
Transitions, even those made with intention, carry weight. Starting over in a new role or organization doesn’t erase the connections, the memories…
Liked by Richard H Harvey Jr
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This is another example of our transatlantic collaboration - working with the Financial Conduct Authority on consumer protection, AI, cybersecurity…
This is another example of our transatlantic collaboration - working with the Financial Conduct Authority on consumer protection, AI, cybersecurity…
Liked by Richard H Harvey Jr
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Incredible to think that we are dealing with the same immigration issues or worse after 19 years. Such a timely reflection for May Day aka…
Incredible to think that we are dealing with the same immigration issues or worse after 19 years. Such a timely reflection for May Day aka…
Liked by Richard H Harvey Jr
Experience & Education
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Beneficial State Bank
View Richard H’s full experience
See their title, tenure and more.
or
Licenses & Certifications
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California Bar Certificate of Registration - In-House Counsel
The State Bar of California
IssuedCredential ID 804301 -
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Certified Regulatory Compliance Manager
Institute of Certified Bankers
IssuedCredential ID 52706 -
Pennsylvania Attorney's License
Pennsylvania Bar Association
IssuedCredential ID 47389
Volunteer Experience
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Board Member
Prince Georges County Habitat for Humanities
- 3 years 2 months
Poverty Alleviation
Served as a member of the Board of Directors assisting low income individuals in obtaining home ownership.
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Member of the CFPB Community Bank Advisory Council
Consumer Financial Protection Bureau
- 1 year 1 month
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Board Member
Housing Opportunities of Fort Worth, Inc.
- 1 year 5 months
Economic Empowerment
I served as a Board member for this non-profit housing counseling service in Fort Worth, Texas.
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Member Board of Directors
The Knoble
- Present 3 years 4 months
Human Rights
An alliance of financial service professionals, law enforcement, regulators, and NGOs joining forces to lead and innovate more effective ways to fight human crime - scams, human trafficking, child sexual exploitation, and financial elder exploitation.
Publications
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Why depository institutions, with or without affiliated securities firms, can and should manage employee use of personal devices for work-related communications
Journal of Financial Compliance/Henry Steward Publications
See publicationThis paper shows how the failure to monitor for and prevent off-channel communications poses risk to traditional depository institutions that are not subject to the jurisdiction of securities-law regulators and shows how those institutions can mitigate that risk.
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The case for diversity, equality and inclusion
Journal of Financial Compliance
This paper will give bank compliance officers and senior managers an understanding of how diversity, equity and inclusion efforts within their institutions will drive innovation and reduce risks. The reader will discover that organizations that excel at diversity and inclusion will more likely attract and retain top talent and drive superior financial returns. The reader will also gain an understanding of how to begin incorporating various aspects of this work into the overall business and…
This paper will give bank compliance officers and senior managers an understanding of how diversity, equity and inclusion efforts within their institutions will drive innovation and reduce risks. The reader will discover that organizations that excel at diversity and inclusion will more likely attract and retain top talent and drive superior financial returns. The reader will also gain an understanding of how to begin incorporating various aspects of this work into the overall business and operational planning of the bank.
Other authors -
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DEI Delivers for Banks
ABA Banking Journal
This article outlines the case for financial institutions to adopt and support Diversity, Equity and Inclusion.
Other authors -
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Compliance: Not Just a Support Function
ComplianceAction
Compliance professionals play a unique and critical role in the management and success of institutions. They help institutions assess and evaluate risk, prepare for and pass regulatory examinations and work with business partners to develop and offer compliant products and services that benefit customers. Institutions that view compliance as a "Trusted Business Partner" and value add are more likely to succeed no matter how the political landscape changes over the years.
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Operation SCRA: Serving Our Service Members
ABA Bank Compliance Magazine
Military personnel entering into active duty may experience a significant impact to their income stream. With the Servicemember's Civil Relief Act (SCRA), the government has taken steps to protect these service members. Bankers need to understand this law and how it protects military members.
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Take the "Bust" Out of Credit Card Bust-Out Schemes
ABA Bank Compliance
Credit card bust-out schemes are proving to be one of the most creative ways to take advantage of bank's inability to stay ahead of the fraudsters. This article defines credit card bust-out schemes and provides real-world scenarios to demonstrate how they work.
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Vendor Management: The Devil's in the Details
ABA Bank Compliance Magazine
You probably view vendor management in the traditional sense - it's an information technology (IT) or operations function. However, as this article reveals, vendor management and compliance inextricably related. And, as you will see the devil is in the details.
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Honors & Awards
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Selected as one of 2024 Most Influential Lawyers
Savoy Magazine
Included in Savoy Magazine as one of the Most Influential Lawyers in 2024.
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Distinguished Service Award
American Bankers Association
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Testified before the House Banking Committee on behalf of the American Bankers Association
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During a hearing to discuss the impact of the identity theft privacy provisions enacted as part of the Gramm-Leach-Bliley Act, I testified that although current laws are sufficient, stricter enforcement is needed.
Organizations
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American Bankers Association
Compliance Schools Advisory Board Member and Instructor
- PresentIn September 2000, I testified before the House Banking Committee on behalf of the ABA. I have also served on various boards and committees. I have taught compliance risk management at ABA Compliance Schools and the Stonier School of Banking. I also served on the inaugural ABA Certified Anti-Money Laundering and Fraud (CAFP) Advisory Board and have chaired various Compliance conferences.
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ACAMS
Conference Speaker and Advisor
Recommendations received
13 people have recommended Richard H
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I’ve had the great pleasure of teaching both lending compliance and HMDA this week at the Georgia Bankers Association Compliance School. The people…
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I’ll be honest, I thought my kids' spring break week was going to feel like more work. The packing, the logistics, and the chaos of a thousand other…
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It was an honor and a privilege to be a featured panelist and speaker at the #AmericanBankersAssociation and the #NationalBankersAssociation Annual…
It was an honor and a privilege to be a featured panelist and speaker at the #AmericanBankersAssociation and the #NationalBankersAssociation Annual…
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People impacted by the criminal legal system often face significant financial challenges both before and after incarceration. High rates of poverty…
People impacted by the criminal legal system often face significant financial challenges both before and after incarceration. High rates of poverty…
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