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⚖️ Ethics & Compliance: Building a Culture of Accountability A strong compliance culture starts with fostering ethical behavior across all levels…
⚖️ Ethics & Compliance: Building a Culture of Accountability A strong compliance culture starts with fostering ethical behavior across all levels…
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Experience & Education
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Coming to you live from PCC 2025! The anticipated pharma event is officially underway, with compliance leaders coming together to tackle today's…
Coming to you live from PCC 2025! The anticipated pharma event is officially underway, with compliance leaders coming together to tackle today's…
Liked by David Jaindl Martin
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I've spent the last three hours downloading Python and Cursor, having Grok walk me through the installation process and teach me a bit of Python, and…
I've spent the last three hours downloading Python and Cursor, having Grok walk me through the installation process and teach me a bit of Python, and…
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I stopped by the New York Stock Exchange (NYSE) to interview Yoshi Yokokawa, CEO & Co-founder of Alpaca, an API-first brokerage infrastructure…
I stopped by the New York Stock Exchange (NYSE) to interview Yoshi Yokokawa, CEO & Co-founder of Alpaca, an API-first brokerage infrastructure…
Liked by David Jaindl Martin
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📢 Compliance Checklist: Preparing for a FINRA Exam FINRA exams can be daunting, but preparation can make all the difference. ✅ Checklist for a…
📢 Compliance Checklist: Preparing for a FINRA Exam FINRA exams can be daunting, but preparation can make all the difference. ✅ Checklist for a…
Liked by David Jaindl Martin
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I enjoyed the opportunity to speak at Harvard Business School on AI, decentralized governance, and Hedera’s role in building open source digital…
I enjoyed the opportunity to speak at Harvard Business School on AI, decentralized governance, and Hedera’s role in building open source digital…
Liked by David Jaindl Martin
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Just wrapped up an incredible few days in San Diego at the Emerson Equity LLC, Member FINRA/SIPC conference! It was energizing to connect with so…
Just wrapped up an incredible few days in San Diego at the Emerson Equity LLC, Member FINRA/SIPC conference! It was energizing to connect with so…
Liked by David Jaindl Martin
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Honored to be invited to speak at the Digital Fusion Summit in Dallas, Texas, disucussing the legal, business, and regulatory framework in emerging…
Honored to be invited to speak at the Digital Fusion Summit in Dallas, Texas, disucussing the legal, business, and regulatory framework in emerging…
Liked by David Jaindl Martin
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Our annual Tour the Floor with Base10 Partners at the NYSE is one of our favorite traditions! This year marks our third time welcoming students from…
Our annual Tour the Floor with Base10 Partners at the NYSE is one of our favorite traditions! This year marks our third time welcoming students from…
Liked by David Jaindl Martin
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Exceptional attendance at the Digital Fusion Summit, which featured a fantastic audience and tremendous engagement throughout. Huge thanks to our…
Exceptional attendance at the Digital Fusion Summit, which featured a fantastic audience and tremendous engagement throughout. Huge thanks to our…
Liked by David Jaindl Martin
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Exciting 401GO News! 401GO & Apex Fintech Solutions signed a partnership agreement to expand our embedded retirement platform; from IRA Rollovers…
Exciting 401GO News! 401GO & Apex Fintech Solutions signed a partnership agreement to expand our embedded retirement platform; from IRA Rollovers…
Liked by David Jaindl Martin
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The XRP ecosystem is silently building what others only talk about. I wouldn’t call it speculation - the smart money sees what's coming.
The XRP ecosystem is silently building what others only talk about. I wouldn’t call it speculation - the smart money sees what's coming.
Liked by David Jaindl Martin
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Look at what the real players are doing, not what they're saying. Family offices aren't wasting time with basic stocks and bonds anymore. I'm seeing…
Look at what the real players are doing, not what they're saying. Family offices aren't wasting time with basic stocks and bonds anymore. I'm seeing…
Liked by David Jaindl Martin
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Thank you to our advisors and the Kingswood U.S. leadership team for leading by example and prioritizing empathy within our corporate culture. Thank…
Thank you to our advisors and the Kingswood U.S. leadership team for leading by example and prioritizing empathy within our corporate culture. Thank…
Liked by David Jaindl Martin
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We are in NYC today scouting for a new small office in Midtown Manhattan. If you are near Grand Central today, please let us know and we can meet up…
We are in NYC today scouting for a new small office in Midtown Manhattan. If you are near Grand Central today, please let us know and we can meet up…
Liked by David Jaindl Martin
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