Mili | AI Agents for Advisors

Compliance decides whether AI moves from pilot to production in wealth management. Vendor diligence. Reg S-P obligations. Written policies. Audit trails. The conversations happening in every CCO's office before an AI workflow ships to advisors. At TradePMR SYNERGY26, our Co-founder and CEO Chirag Gandhi joins the panel tackling exactly that. From Insight to Execution: Harnessing AI While Managing Compliance Risk June 4, 2026 | 10:20 AM JW Marriott, Washington, D.C. On stage with: → Tim Welsh, CFP, President, CEO & Founder, Nexus Strategy, LLC → Korrine Kohm, Head of Wealth Management, altPILOT Group → John Mackowiak, Chief Revenue Officer, Advyzon Real-world AI use cases. Responsible deployment. Vendor due diligence. If you're at SYNERGY26, add it to your Thursday morning. Learn more: https://lnkd.in/g-g7TwJg Marcel T. Katie Staples Joe Holmes

New Integration: Mili + TradePMR We are happy to announce an integration between Mili and TradePMR, bringing AI workflows for advisors directly into the Fusion platform. Here's how it works: Mili captures the client conversation in real time, pulls existing context into meeting prep, and routes everything that follows, notes, forms, documents, straight into the systems advisors already use. Mili also generates execution-ready trade baskets directly from what was discussed in the meeting, moving advisors from conversation to trade order in one continuous workflow. → Walk into meetings with prep built from existing client context → Capture notes during the conversation, with no recordings → Pre-fill TradePMR forms with NIGO checks across 35+ form types → Parse 45 document types and route the data where it needs to go Read the full story: https://lnkd.in/eMJxhVKX Marcel T. Katie Staples Robb Baldwin  #SYNERGY26 #WealthManagement #WealthTech

TradePMR SYNERGY is around the corner. Our CEO, Chirag Gandhi, takes the stage to walk through where we believe AI in wealth management is actually heading. The arc is clear. The industry started with agents that captured meetings. It expanded to agents that work across the CRM and financial planning software. Now, the focus is shifting to agents that work with the custodian. Chirag will walk through what that looks like in practice, agents that prepare for meetings, pre-fill custodial forms, parse documents, surface answers across custodial documentation, and generate execution-ready trade baskets from the discussions that take place in the meeting. One continuous workflow. Conversation to trade order, in a single loop. 📅 June 3 | 🕐 4 PM | 📍 JW Marriott Washington, D.C. If you're at SYNERGY, stop by for a closer look. Learn more at: https://lnkd.in/g-g7TwJg Marcel T. Katie Staples Joe Holmes #SYNERGY26 #WealthManagement

For the first time in two years, more than half of advisors expect the economy to improve in the next six months. The shift shows up in calendars and CRMs before it shows up in performance, more reviews, more rebalancing, more prospects re-engaging. Firms that capitalize on cycles like this are the ones whose workflows hold steady when meeting volume goes up. ASI breakdown below ↓ Source: https://lnkd.in/g9VzrBKk David Armstrong Diana Britton Shannon Rosic Wealth Management #WealthManagement #WealthTech

"How big can an agent be? Could it replace an actual person in a role❓ " That's what Rich Walker 🏁 asked our co-founder and CEO Chirag Gandhi on The Customer Wins. The answer was a framework — the three A's of agentic workflows: → Ask — information retrieval. What's the 401(k) value for this household? Which clients haven't I spoken to in a year? Where most "AI agents" live today. → Automate — predefined workflows handled end-to-end. One firm ran 1,400 onboarding forms through Mili this way. → Alert — acting before someone asks. The layer that needs real context about the firm, the advisor, and the client. Anything that's purely cognitive (or intelligent), agents will eventually handle. What stays human: the relationships, complex planning, and the final ownership of outcomes. Full episode: https://lnkd.in/gQjb5s-f Quik! #Fintech #WealthManagement #AI

Thanks to Private Banker International for the coverage. We are excited to partner with forward-thinking firms like Appleton Partners, Inc. Looking forward to a strong partnership! Joe Pickard Punit Shetty Sharon Howley Doug Chamberlain Douglas Blakey GlobalData Plc https://lnkd.in/gQY7Nid4

Caught Cerulli Associates webinar recently on the RIA marketplace heading into 2026. The channel is growing fast and consolidating faster. RIA assets have outpaced every other channel since 2019. But just 2% of RIAs now control 54% of those assets, and another $3.9T is set to change hands over the next decade. A few themes stood out: scale is winning, organic growth is harder than the headlines suggest, and AI adoption at large RIAs has already concentrated where the operational pain is highest. Swipe through for the highlights. Thanks to Stephen Caruso for a sharp session. Asher Cheses Andrew Blake Chayce Horton Bing Waldert Kevin Lyons Andrew Rose #WealthManagement #WealthTech

We are happy to announce that Appleton Partners, Inc. has selected Mili as its AI platform for advisor workflows. Appleton Partners is a $12.5B Boston-based RIA, 100% employee-owned and independently operated since 1986. The firm manages customized separate account portfolios for high-net-worth individuals, families, institutions, and nonprofits. Their wealth management team is using Mili to: → Pull prior meeting context and CRM data into a single briefing before client reviews → Capture real-time notes across virtual, phone, and in-person conversations → Update CRM with client data after every meeting → Draft follow-up correspondence in each advisor's voice Onboarding, document analysis, and prospect research are next on the roadmap together. Thanks to Punit Shetty, Doug Chamberlain, and the entire Appleton team for the trust and partnership. Read the full story: https://lnkd.in/gEDhmq-H #WealthManagement #EnterpriseAI #WealthTech Jennifer M. Hall, CFP®, AEP® Margaret Brennan Jill T. Benjamin Holcombe

That's a wrap on The Changing Landscape of Wealth Management Conference III in Austin. Chirag Gandhi and Thomas Brown of Waverly Advisors, LLC took the stage together and the room had a lot of follow-up questions. Good sign! 💫 On stage, they walked through what the AI-native operating model actually looks like for a firm managing $30B+ across thousands of households. The through-line: your data still sits in silos. One piece in the CRM, another in the financial plan, another in the custodian. Agents can only be as good as the data they can see. Solving for the unified data layer is the real infrastructure decision every firm is sitting with right now. The conversations off stage were just as good. The questions firms are asking have shifted. Nobody is asking whether to look at AI anymore. They are asking how to build it into their practice without breaking what is already working. Brad Lawler from Provost said it best, the main blocker to adoption is rarely the tech, it is change management. He also laid out three disruptions that are not happening at the same time. Operational is already here. Structural is next. Generational is later. Most firms are still figuring out the first one. Stephen de Man from Dimensional Fund Advisors put the stakes plainly, advisors who do not adopt AI will be replaced by competitors who use it effectively. The relationship still matters. The wrapper around it is changing. These are the conversations worth having. Hope to keep them going. ⭐ See you next year, Austin. Ramesh K.S. Rao John Langston, CAIA Candace Langston Lorna Henry Massi De Santis, PhD, CFP® Texas McCombs School of Business Langston Wealth Management Center Joe Holmes #WealthManagement #WealthTech #EnterpriseAI

We are heading to Austin next week! Team Mili will be at The Changing Landscape of Wealth Management Conference III on April 27-28 at the Etter-Harbin Alumni Center. Our CEO, Chirag Gandhi takes the stage with Thomas Brown of Waverly Advisors, LLC to talk about what building an AI-native operating model actually looks like for a $30B+ firm. If you're going to be there, come say hi. We'd love to have you roll through. Learn more at: https://lnkd.in/eav5e-Ba Ramesh K.S. Rao John Langston, CAIA Candace Langston Lorna Henry Massi De Santis, PhD, CFP® Texas McCombs School of Business Langston Wealth Management Center Joe Holmes Hans Dieter Meyer #WealthManagement #WealthTech #EnterpriseAI